2023 Regular Session • Kentucky Legislature
SB109: AN ACT relating to investment advisers.
Legislative Summary
Amend KRS 292.330 to establish registration exemptions for investment advisers; create a new section of KRS Chapter 292 to establish a registration exemption for private fund advisers; establish requirements for the exemption; direct where filings shall be made; require investment advisers to comply with registration requirements within 90 days of becoming ineligible for exemption; permit the commissioner of the Department of Financial Institutions to waive certain provisions.
Bill History
2/10/2023
introduced in Senate
Senate
2/10/2023
to Committee on Committees (S)
Senate
2/14/2023
to Banking & Insurance (S)
Senate
2/28/2023
reported favorably, 1st reading, to Consent Calendar with Committee Substitute (1)
Senate
3/1/2023
2nd reading, to Rules
Senate
3/1/2023
posted for passage in the Consent Orders of the Day for Friday, March 03, 2023
Senate
3/3/2023
3rd reading, passed 34 -0 with Committee Substitute (1)
Senate
3/3/2023
received in House
House of Representatives
3/3/2023
to Committee on Committees (H)
House of Representatives
3/7/2023
to Banking & Insurance (H)
House of Representatives
3/13/2023
taken from Banking & Insurance (H)
House of Representatives
3/13/2023
1st reading
House of Representatives
3/13/2023
returned to Banking & Insurance (H)
House of Representatives
3/14/2023
taken from Banking & Insurance (H)
House of Representatives
3/14/2023
2nd reading
House of Representatives
3/14/2023
returned to Banking & Insurance (H)
House of Representatives
3/15/2023
reported favorably, to Rules
House of Representatives
3/16/2023
taken from Rules
House of Representatives
3/16/2023
placed in the Orders of the Day
House of Representatives
3/29/2023
floor amendment (1) filed
House of Representatives
3/30/2023
floor amendments (2), (3) and (4-title) filed
House of Representatives
3/30/2023
3rd reading, passed 91-6
House of Representatives
3/30/2023
received in Senate
Senate
3/30/2023
enrolled, signed by President of the Senate
Senate
3/30/2023
enrolled, signed by Speaker of the House
Senate
3/30/2023
delivered to Governor
Senate
4/11/2023
Vetoed
Senate
Amendments
Senate Committee Substitute
Senate Committee Substitute 1
Not Adopted
House Floor Amendment
House Floor Amendment 1
Not Adopted
House Floor Amendment
House Floor Amendment 2
Not Adopted
House Floor Amendment
House Floor Amendment 3
Not Adopted
House Floor Amendment
House Floor Amendment 4
Not Adopted
Roll Call Votes
House: Third Reading RCS# 366
3/30/2023
91
Yea
6
Nay
0
Not Voting
3
Absent
Result: PASSED
Senate: Third Reading RSN# 2545
3/3/2023
34
Yea
0
Nay
0
Not Voting
3
Absent
Result: PASSED
Status Information
Current Status
Vetoed(4/11/2023)
Chamber
Senate
Sine DiePrior Session
