SB139: AN ACT relating to investment advisers.
Legislative Summary
Creates a new section of KRS Chapter 292 to establish a registration exemption for private fund advisers, to establish requirements for the exemption, to direct where filings shall be made, to require that investment advisers comply with registration requirements within 90 days of becoming ineligible for exemption, and to permit the commissioner of the Department of Financial Institutions to waive certain provisions; and amends KRS 292.330 to conform and to make technical amendments.
Demographic Impact
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